Office of Financial Regulation  

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Verify A License
 


Finance Regulated Entities

 

To find out the licensing status,

Click on the appropriate link for the business type:

 

Collection Agencies

 

Consumer Finance Companies

 

Money Services Businesses

 

Mortgage Broker Businesses, Lenders and Branches

 

Mortgage Broker Individuals

 

Retail Installment Sellers and Sales Finance Companies

 

Contact the Bureau of Regulatory Review with questions, call 850-410-9895; or toll free consumer helpline at 1-800-848-3792 (option 1).

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Financial Institution Search

 

Search for state financial institutions using a variety of search criteria.

State Institution Search

 

State Branch Search

National/Federal/State - Bank/S&L/Credit Union Search

FDIC (Find an Institution)

 

National Credit Union Administration

Search for state financial institution application/licensing information.

Licensing Search

 

Contact the Division of Financial Institutions with questions, call 850-410-9800; or toll free consumer helpline at 1-800-848-3792 (option 4).

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Securities Agent/Firms

To find out licensing or registration status, click on the appropriate link for the business type:

 

Broker-Dealer Associated Person

FINRA BrokerCheck

The FINRA BrokerCheck does not report certain types of information that may be available through your state securities regulator. 

 

Investment Adviser Associated Person

Investment Adviser Public Disclosure System (IAPD)

The SEC IAPD system does not contain all investment advisers registered with the State of Florida.

 

For more detailed information (employment history and disciplinary history), contact the Florida Office of Financial Regulation at 850-410-9893; or toll free consumer helpline at 1-800-848-3792 (option 2)

 


 

To find out licensing information, click on the appropriate link for the business type:

 

Broker-Dealer Firm/Branch

 

Investment Adviser Firm/Branch

 

For more detailed information (employment history and disciplinary history), contact the Florida Office of Financial Regulation at 850-410-9893; or toll free consumer helpline at 1-800-848-3792 (option 2)

 

Updated: 23 Nov 2009

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Florida, Office of Financial Regulation

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