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Division of Finance - Homepage
The deadline for all licensed mortgage brokers (MBR's) to file the required NMLS mortgage call report for the 2nd calendar quarter 2011 (April 1 - June 30) is August 14, 2011. Failure to timely submit the NMLS mortgage call report may result in administrative action.
Division of Financial Institutions - Homepage
Annual financial institution surveys and semi-annual assessment forms were e-mailed on June 30, 2010 to the main contact person at all state financial institutions (typically, the President/CEO or General Manager).
Division of Securities - Homepage
Notice regarding Investment Adviser Switch to State Registration