Bureau of Financial Investigations

The Bureau of Financial Investigations conducts financial investigations into alleged fraudulent and unlicensed activity in all areas under the OFR's jurisdiction.

The Bureau has financial investigators statewide who take sworn testimony; issue subpoenas; analyze financial records; and prepare, present and assist in prosecution of administrative, civil and criminal matters.

Most investigations are initiated by consumer complaints or referrals from other regulators and law enforcement agencies. Investigations are also opened as a result of tips, intelligence received and public solicitations or advertisements.

Economic crimes are challenging to investigate and are committed without regard for state, national or international borders. It is common for the Bureau to work with federal and state law enforcement and regulatory partners when seeking to take enforcement actions. As part of its criminal justice activities, the Bureau works closely with organizations that have prosecution authority including the United States Attorneys Offices, State Attorneys Offices and the Office of Statewide Prosecution.

Once an investigation is accepted for administrative, civil or criminal prosecution, the Bureau continues to lend support and expertise until the final disposition.