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Division of Securities
QUALIFICATION REGISTRATION REQUIREMENTS
Section 517.081, Florida Statutes
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Submit all forms to:
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Office of Financial Regulation
200 E. Gaines Street
Tallahassee, FL 32399-0375
Tel: (850) 410-9500 Fax: (850) 410-9748
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Application Fee: |
$1,000
Check payable to Department of
Financial Services
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Application Forms: |
Application for
Registration of Securities - Form OFR S-1-91
Current and complete
application form with original signatures and
notarization
Consent to Service - OFR S-5-91,
Corporate Resolution - OFR
S-6-91,
Exhibit I (General Issue) - OFR
S-7-91 or Form U-2 and U-2A
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Financial Statements: |
See
Rule
69W-300.002 |
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Prospectus: |
3 copies
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Exhibits: |
Required by OFR S-7-91 (Revised 10/97) and
additional information as required. |
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NOTE: All
securities shall be sold by a dealer registered with the
Office or by the issuer registered as an issuer/dealer
pursuant to s. 517.12, F.S. |
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All forms may be obtained from
the Office
Form U-2, U-2A may be obtained
from:
NASAA
750 First Street, N.E.
Suite 1140 Washington, DC
20002
Tel: (202) 737-0900 Fax:
(202) 783-3571
website:
http://www.nasaa.org
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