Qualification
This license authorizes the holder to sell or make an offering of securities
within this state which is not otherwise required to be registered with
the Securities and Exchange Commission (SEC), under Section 517.081,
F.S.
Notification
This license authorizes the holder to sell or make an offering of securities
in this state which is required to be registered with the Securities
and Exchange Commission (SEC), under Section 517.082, F.S.
SCOR
This license authorizes corporations to sell or make an offering of
securities under section 517.081, F.S. The aggregate offering price
in any consecutive 12-month period can not exceed the amount provided
in s. 3(b) of the Securities Act of 1933.
Rule 506D Filing
Requirements
Exemptions: Exempt securities,
Exempt transactions and Regulation D Offerings
Issuer/Dealer Information
Forms and Instructions
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Qualification - Section
517.081, F. S.
